Definition of Configuration Recommendations of a GNU/Linux System for ocp4

based on https://www.pcisecuritystandards.org/documents/PCI_DSS_v3-2-1.pdf

Req-1.1.1: 1.1.1 A formal process for approving and testing all network connections and changes to the firewall and router configurations

Description: None

Levels:

Automated: no

No rules selected

Req-1.1.2: 1.1.2 Current network diagram that identifies all connections between the cardholder data environment and other networks, including any wireless networks

Description: None

Levels:

Automated: no

No rules selected

Req-1.1.3: 1.1.3 Current diagram that shows all cardholder data flows across systems and networks

Description: None

Levels:

Automated: no

No rules selected

Req-1.1.4: 1.1.4 Requirements for a firewall at each Internet connection and between any demilitarized zone (DMZ) and the internal network zone

Description: None

Levels:

Automated: yes

Selections:

Req-1.1.5: 1.1.5 Description of groups, roles, and responsibilities for management of network components

Description: None

Levels:

Automated: no

No rules selected

Req-1.1.6: 1.1.6 Documentation and business justification for use of all services, protocols, and ports allowed, including documentation of security features implemented for those protocols considered to be insecure.

Description: Examples of insecure services, protocols, or ports include but are not limited to FTP, Telnet, POP3, IMAP, and SNMP v1 and v2.

Levels:

Automated: no

No rules selected

Req-1.1.7: 1.1.7 Requirement to review firewall and router rule sets at least every six months

Description: None

Levels:

Automated: no

No rules selected

Req-1.1: 1.1 Establish and implement firewall and router configuration standards that include the following:

Description: None

Levels:

Automated: yes

Selections:

Req-1.2.1: 1.2.1 Restrict inbound and outbound traffic to that which is necessary for the cardholder data environment, and specifically deny all other traffic.

Description: None

Levels:

Automated: yes

Selections:

Req-1.2.2: 1.2.2 Secure and synchronize router configuration files.

Description: None

Levels:

Automated: no

No rules selected

Req-1.2.3: 1.2.3 Install perimeter firewalls between all wireless networks and the cardholder data environment, and configure these firewalls to deny or, if traffic is necessary for business purposes, permit only authorized traffic between the wireless environment and the cardholder data environment.

Description: None

Levels:

Automated: no

No rules selected

Req-1.2: 1.2 Build firewall and router configurations that restrict connections between untrusted networks and any system components in the cardholder data environment.

Description: Note: An "untrusted network" is any network that is external to the networks belonging to the entity under review, and/or which is out of the entity's ability to control or manage.

Levels:

Automated: yes

Selections:

Req-1.3.1: 1.3.1 Implement a DMZ to limit inbound traffic to only system components that provide authorized publicly accessible services, protocols, and ports.

Description: None

Levels:

Automated: no

Selections:

Req-1.3.2: 1.3.2 Limit inbound Internet traffic to IP addresses within the DMZ.

Description: None

Levels:

Automated: no

Selections:

Req-1.3.3: 1.3.3 Implement anti-spoofing measures to detect and block forged source IP addresses from entering the network.

Description: (For example, block traffic originating from the Internet with an internal source address.)

Levels:

Automated: no

No rules selected

Req-1.3.4: 1.3.4 Do not allow unauthorized outbound traffic from the cardholder data environment to the Internet.

Description: None

Levels:

Automated: no

No rules selected

Req-1.3.5: 1.3.5 Permit only "established" connections into the network.

Description: None

Levels:

Automated: no

No rules selected

Req-1.3.6: 1.3.6 Place system components that store cardholder data (such as a database) in an internal network zone, segregated from the DMZ and other untrusted networks

Description: None

Levels:

Automated: no

Selections:

Req-1.3.7: 1.3.7 Do not disclose private IP addresses and routing information to unauthorized parties.

Description: Note: Methods to obscure IP addressing may include, but are not limited to: * Network Address Translation (NAT) * Placing servers containing cardholder data behind proxy servers/firewalls, * Removal or filtering of route advertisements for private networks that employ registered addressing, * Internal use of RFC1918 address space instead of registered addresses.

Levels:

Automated: no

No rules selected

Req-1.3: 1.3 Prohibit direct public access between the Internet and any system component in the cardholder data environment.

Description: None

Levels:

Automated: no

Selections:

Req-1.4: 1.4 Install personal firewall software on any mobile and/or employee-owned devices that connect to the Internet when outside the network (for example, laptops used by employees), and which are also used to access the network.

Description: Firewall configurations include: * Specific configuration settings are defined for personal firewall software. * Personal firewall software is actively running. * Personal firewall software is not alterable by users of mobile and/or employee-owned devices.

Levels:

Automated: no

No rules selected

Req-1.5: 1.5 Ensure that security policies and operational procedures for managing firewalls are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-2.1: 2.1 Always change vendor-supplied defaults and remove or disable unnecessary default accounts before installing a system on the network.

Description: This applies to ALL default passwords, including but not limited to those used by operating systems, software that provides security services, application and system accounts, point-of-sale (POS) terminals, Simple Network Management Protocol (SNMP) community strings, etc.).

Levels:

Automated: yes

Selections:

Req-2.1.1: 2.1.1 For wireless environments connected to the cardholder data environment or transmitting cardholder data, change ALL wireless vendor defaults at installation, including but not limited to default wireless encryption keys, passwords, and SNMP community strings.

Description: None

Levels:

Automated: no

No rules selected

Req-2.2.1: 2.2.1 Implement only one primary function per server to prevent functions that require different security levels from co-existing on the same server.

Description: (For example, web servers, database servers, and DNS should be implemented on separate servers.) Note: Where virtualization technologies are in use, implement only one primary function per virtual system component.

Levels:

Automated: no

No rules selected

Req-2.2.2: 2.2.2 Enable only necessary services, protocols, daemons, etc., as required for the function of the system.

Description: None

Levels:

Automated: no

No rules selected

Req-2.2.3: 2.2.3 Implement additional security features for any required services, protocols, or daemons that are considered to be insecure

Description: for example, use secured technologies such as SSH, S-FTP, TLS, or IPSec VPN to protect insecure services such as NetBIOS, file-sharing, Telnet, FTP, etc. Note: SSL and early TLS are not considered strong cryptography and cannot be used as a security control after June 30, 2016. Prior to this date, existing implementations that use SSL and/or early TLS must have a formal Risk Mitigation and Migration Plan in place. Effective immediately, new implementations must not use SSL or early TLS. POS POI terminals (and the SSL/TLS termination points to which they connect) that can be verified as not being susceptible to any known exploits for SSL and early TLS may continue using these as a security control after June 30, 2016.'

Levels:

Automated: yes

Selections:

Req-2.2.4: 2.2.4 Configure system security parameters to prevent misuse.

Description: None

Levels:

Automated: yes

Selections:

Req-2.2.5: 2.2.5 Remove all unnecessary functionality, such as scripts, drivers, features, subsystems, file systems, and unnecessary web servers.

Description: None

Levels:

Automated: no

No rules selected

Req-2.2: 2.2 Develop configuration standards for all system components. Assure that these standards address all known security vulnerabilities and are consistent with industry-accepted system hardening standards.

Description: Sources of industry-accepted system hardening standards may include, but are not limited to: * Center for Internet Security (CIS) * International Organization for Standardization (ISO) * SysAdmin Audit Network Security (SANS) Institute * National Institute of Standards Technology (NIST)

Levels:

Automated: yes

Selections:

Req-2.3: 2.3 Encrypt all non-console administrative access using strong cryptography. Use technologies such as SSH, VPN, or TLS for web-based management and other non-console administrative access.

Description: Note: SSL and early TLS are not considered strong cryptography and cannot be used as a security control after June 30, 2016. Prior to this date, existing implementations that use SSL and/or early TLS must have a formal Risk Mitigation and Migration Plan in place. Effective immediately, new implementations must not use SSL or early TLS. POS POI terminals (and the SSL/TLS termination points to which they connect) that can be verified as not being susceptible to any known exploits for SSL and early TLS may continue using these as a security control after June 30, 2016.

Levels:

Automated: yes

Selections:

Req-2.4: 2.4 Maintain an inventory of system components that are in scope for PCI DSS.

Description: None

Levels:

Automated: no

No rules selected

Req-2.5: 2.5 Ensure that security policies and operational procedures for managing vendor defaults and other security parameters are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-2.6: 2.6 Shared hosting providers must protect each entity's hosted environment and cardholder data.

Description: These providers must meet specific requirements as detailed in Appendix A: Additional PCI DSS Requirements for Shared Hosting Providers.

Levels:

Automated: no

No rules selected

Req-3.1: 3.1 Keep cardholder data storage to a minimum by implementing data retention and disposal policies, procedures and processes that include at least the following for all cardholder data (CHD) storage:

Description: * Limiting data storage amount and retention time to that which is required for legal, regulatory, and/or business requirements * Specific retention requirements for cardholder data * Processes for secure deletion of data when no longer needed * A quarterly process for identifying and securely deleting stored cardholder data that exceeds defined retention.

Levels:

Automated: no

No rules selected

Req-3.2.1: 3.2.1 Do not store the full contents of any track (from the magnetic stripe located on the back of a card, equivalent data contained on a chip, or elsewhere) after authorization. This data is alternatively called full track, track, track 1, track 2, and magnetic- stripe data.

Description: Note: In the normal course of business, the following data elements from the magnetic stripe may need to be retained: * The cardholder's name * Primary account number (PAN) * Expiration date * Service code To minimize risk, store only these data elements as needed for business.

Levels:

Automated: no

No rules selected

Req-3.2.2: 3.2.2 Do not store the card verification code or value (three-digit or four-digit number printed on the front or back of a payment card used to verify card-not- present transactions) after authorization.

Description: None

Levels:

Automated: no

No rules selected

Req-3.2.3: 3.2.3 Do not store the personal identification number (PIN) or the encrypted PIN block after authorization.

Description: None

Levels:

Automated: no

No rules selected

Req-3.2: 3.2 Do not store sensitive authentication data after authorization (even if encrypted).

Description: If sensitive authentication data is received, render all data unrecoverable upon completion of the authorization process. It is permissible for issuers and companies that support issuing services to store sensitive authentication data if: * There is a business justification and * The data is stored securely. Sensitive authentication data includes the data as cited in the following Requirements 3.2.1 through 3.2.3:

Levels:

Automated: no

No rules selected

Req-3.3: 3.3 Mask PAN when displayed (the first six and last four digits are the maximum number of digits to be displayed), such that only personnel with a legitimate business need can see the full PAN.

Description: Note: This requirement does not supersede stricter requirements in place for displays of cardholder data; for example, legal or payment card brand requirements for point-of-sale (POS) receipts.

Levels:

Automated: no

No rules selected

Req-3.4: 3.4 Render PAN unreadable anywhere it is stored (including on portable digital media, backup media, and in logs) by using any of the following approaches:

Description: * One-way hashes based on strong cryptography, (hash must be of the entire PAN) * Truncation (hashing cannot be used to replace the truncated segment of PAN) * Index tokens and pads (pads must be securely stored) * Strong cryptography with associated key-management processes and procedures. Note: It is a relatively trivial effort for a malicious individual to reconstruct original PAN data if they have access to both the truncated and hashed version of a PAN. Where hashed and truncated versions of the same PAN are present in an entity's environment, additional controls must be in place to ensure that the hashed and truncated versions cannot be correlated to reconstruct the original PAN.

Levels:

Automated: no

No rules selected

Req-3.4.1: 3.4.1 If disk encryption is used (rather than file- or column-level database encryption), logical access must be managed separately and independently of native operating system authentication and access control mechanisms (for example, by not using local user account databases or general network login credentials). Decryption keys must not be associated with user accounts.

Description: None

Levels:

Automated: no

Selections:

Req-3.5.1: Additional requirement for service providers only: Maintain a documented description of the cryptographic architecture that includes:

Description: * Details of all algorithms, protocols, and keys used for the protection of cardholder data, including key strength an d expiry date * Description of the key usage for each key * Inventory of any HSMs and other SCDs used for key management

Levels:

Automated: no

No rules selected

Req-3.5.2: 3.5.2 Restrict access to cryptographic keys to the fewest number of custodians necessary.

Description: None

Levels:

Automated: no

No rules selected

Req-3.5.3: 3.5.3 Store secret and private keys used to encrypt/decrypt cardholder data in one (or more) of the following forms at all times:

Description: * Encrypted with a key-encrypting key that is at least as strong as the data-encrypting key, and that is stored separately from the data-encrypting key * Within a secure cryptographic device (such as a hardware (host) security module (HSM) or PTS- approved point-of-interaction device) * As at least two full-length key components or key shares, in accordance with an industry- accepted method\nNote: It is not required that public keys be stored in one of these forms.

Levels:

Automated: no

No rules selected

Req-3.5.4: 3.5.4 Store cryptographic keys in the fewest possible locations.

Description: None

Levels:

Automated: no

No rules selected

Req-3.5: 3.5 Document and implement procedures to protect keys used to secure stored cardholder data against disclosure and misuse:

Description: Note: This requirement applies to keys used to encrypt stored cardholder data, and also applies to key-encrypting keys used to protect data-encrypting keys; such key-encrypting keys must be at least as strong as the data-encrypting key.

Levels:

Automated: no

No rules selected

Req-3.6.1: 3.6.1 Generation of strong cryptographic keys

Description: None

Levels:

Automated: no

No rules selected

Req-3.6.2: 3.6.2 Secure cryptographic key distribution

Description: None

Levels:

Automated: no

No rules selected

Req-3.6.3: 3.6.3 Secure cryptographic key storage

Description: None

Levels:

Automated: no

No rules selected

Req-3.6.4: 3.6.4 Cryptographic key changes for keys that have reached the end of their cryptoperiod (for example, after a defined period of time has passed and/or after a certain amount of cipher- text has been produced by a given key), as defined by the associated application vendor or key owner, and based on industry best practices and guidelines (for example, NIST Special Publication 800-57).

Description: None

Levels:

Automated: no

No rules selected

Req-3.6.5: 3.6.5 Retirement or replacement (for example, archiving, destruction, and/or revocation) of keys as deemed necessary when the integrity of the key has been weakened (for example, departure of an employee with knowledge of a clear-text key component), or keys are suspected of being compromised.

Description: Note: If retired or replaced cryptographic keys need to be retained, these keys must be securely archived (for example, by using a key-encryption key). Archived cryptographic keys should only be used for decryption/verification purposes.

Levels:

Automated: no

No rules selected

Req-3.6.6: 3.6.6 If manual clear-text cryptographic key-management operations are used, these operations must be managed using split knowledge and dual control.

Description: Note: Examples of manual key- management operations include, but are not limited to: key generation, transmission, loading, storage and destruction.

Levels:

Automated: no

No rules selected

Req-3.6.7: 3.6.7 Prevention of unauthorized substitution of cryptographic keys.

Description: None

Levels:

Automated: no

No rules selected

Req-3.6.8: 3.6.8 Requirement for cryptographic key custodians to formally acknowledge that they understand and accept their key-custodian responsibilities.

Description: None

Levels:

Automated: no

No rules selected

Req-3.6: 3.6 Fully document and implement all key-management processes and procedures for cryptographic keys used for encryption of cardholder data, including the following:

Description: Note: Numerous industry standards for key management are available from various resources including NIST, which can be found at http://csrc.nist.gov.

Levels:

Automated: no

No rules selected

Req-3.7: 3.7 Ensure that security policies and operational procedures for protecting stored cardholder data are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-4.1: 4.1 Use strong cryptography and security protocols (for example, TLS, IPSEC, SSH, etc.) to safeguard sensitive cardholder data during transmission over open, public networks, including the following:

Description: * Only trusted keys and certificates are accepted. * The protocol in use only supports secure versions or configurations. * The encryption strength is appropriate for the encryption methodology in use. Note: SSL and early TLS are not considered strong cryptography and cannot be used as a security control after June 30, 2016. Prior to this date, existing implementations that use SSL and/or early TLS must have a formal Risk Mitigation and Migration Plan in place. Effective immediately, new implementations must not use SSL or early TLS. POS POI terminals (and the SSL/TLS termination points to which they connect) that can be verified as not being susceptible to any known exploits for SSL and early TLS may continue using these as a security control after June 30, 2016. Examples of open, public networks include but are not limited to: * The Internet * Wireless technologies, including 802.11 and Bluetooth * Cellular technologies, for example, Global System for Mobile communications (GSM), Code division multiple access (CDMA) * General Packet Radio Service (GPRS) * Satellite communications

Levels:

Automated: yes

Selections:

Req-4.1.1: 4.1.1 Ensure wireless networks transmitting cardholder data or connected to the cardholder data environment, use industry best practices (for example, IEEE 802.11i) to implement strong encryption for authentication and transmission.

Description: Note: The use of WEP as a security control is prohibited.

Levels:

Automated: no

No rules selected

Req-4.2: 4.2 Never send unprotected PANs by end-user messaging technologies (for example, e-mail, instant messaging, SMS, chat, etc.).

Description: None

Levels:

Automated: no

No rules selected

Req-4.3: 4.3 Ensure that security policies and operational procedures for encrypting transmissions of cardholder data are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-5.1.1: 5.1.1 Ensure that anti-virus programs are capable of detecting, removing, and protecting against all known types of malicious software.

Description: None

Levels:

Automated: yes

Selections:

Req-5.1.2: 5.1.2 For systems considered to be not commonly affected by malicious software, perform periodic evaluations to identify and evaluate evolving malware threats in order to confirm whether such systems continue to not require anti-virus software.

Description: None

Levels:

Automated: no

No rules selected

Req-5.1: 5.1 Deploy anti-virus software on all systems commonly affected by malicious software (particularly personal computers and servers).

Description: None

Levels:

Automated: yes

Selections:

Req-5.2: 5.2 Ensure that all anti-virus mechanisms are maintained as follows:

Description: * Are kept current, * Perform periodic scans * Generate audit logs which are retained per PCI DSS Requirement 10.7.

Levels:

Automated: yes

Selections:

Req-5.3: 5.3 Ensure that anti-virus mechanisms are actively running and cannot be disabled or altered by users, unless specifically authorized by management on a case-by-case basis for a limited time period.

Description: Note: Anti-virus solutions may be temporarily disabled only if there is legitimate technical need, as authorized by management on a case-by-case basis. If anti-virus protection needs to be disabled for a specific purpose, it must be formally authorized. Additional security measures may also need to be implemented for the period of time during which anti-virus protection is not active.

Levels:

Automated: yes

Selections:

Req-5.4: 5.4 Ensure that security policies and operational procedures for protecting systems against malware are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-6.1: 6.1 Establish a process to identify security vulnerabilities, using reputable outside sources for security vulnerability information, and assign a risk ranking (for example, as 'high', 'medium', or 'low') to newly discovered security vulnerabilities.

Description: Note: Risk rankings should be based on industry best practices as well as consideration of potential impact. For example, criteria for ranking vulnerabilities may include consideration of the CVSS base score, and/or the classification by the vendor, and/or type of systems affected. Methods for evaluating vulnerabilities and assigning risk ratings will vary based on an organization's environment and risk- assessment strategy. Risk rankings should, at a minimum, identify all vulnerabilities considered to be a 'high risk' to the environment. In addition to the risk ranking, vulnerabilities may be considered 'critical' if they pose an imminent threat to the environment, impact critical systems, and/or would result in a potential compromise if not addressed. Examples of critical systems may include security systems, public-facing devices and systems, databases, and other systems that store, process, or transmit cardholder data.

Levels:

Automated: no

No rules selected

Req-6.2: 6.2 Ensure that all system components and software are protected from known vulnerabilities by installing applicable vendor- supplied security patches. Install critical security patches within one month of release.

Description: Note: Critical security patches should be identified according to the risk ranking process defined in Requirement 6.1.

Levels:

Automated: no

No rules selected

Req-6.3.1: 6.3.1 Remove development, test and/or custom application accounts, user IDs, and passwords before applications become active or are released to customers.

Description: None

Levels:

Automated: no

No rules selected

Req-6.3.2: 6.3.2 Review custom code prior to release to production or customers in order to identify any potential coding vulnerability (using either manual or automated processes) to include at least the following:

Description: * Code changes are reviewed by individuals other than the originating code author, and by individuals knowledgeable about code-review techniques and secure coding practices. * Code reviews ensure code is developed according to secure coding guidelines * Appropriate corrections are implemented prior to release. * Code-review results are reviewed and approved by management prior to release. Note: This requirement for code reviews applies to all custom code (both internal and public-facing), as part of the system development life cycle. Code reviews can be conducted by knowledgeable internal personnel or third parties. Public-facing web applications are also subject to additional controls, to address ongoing threats and vulnerabilities after implementation, as defined at PCI DSS Requirement 6.6.

Levels:

Automated: no

No rules selected

Req-6.3: 6.3 Develop internal and external software applications (including web-based administrative access to applications) securely, as follows:

Description: * In accordance with PCI DSS (for example, secure authentication and logging) * Based on industry standards and/or best practices. * Incorporating information security throughout the software-development life cycle Note: this applies to all software developed internally as well as bespoke or custom software developed by a third party.

Levels:

Automated: no

No rules selected

Req-6.4.1: 6.4.1 Separate development/test environments from production environments, and enforce the separation with access controls.

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.2: 6.4.2 Separation of duties between development/test and production environments

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.3: 6.4.3 Production data (live PANs) are not used for testing or development

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.4: 6.4.4 Removal of test data and accounts before production systems become active

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.5.1: 6.4.5.1 Documentation of impact.

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.5.2: 6.4.5.2 Documented change approval by authorized parties.

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.5.3: 6.4.5.3 Functionality testing to verify that the change does not adversely impact the security of the system.

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.5.4: 6.4.5.4 Back-out procedures.

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.5: 6.4.5 Change control procedures for the implementation of security patches and software modifications must include the following:

Description: None

Levels:

Automated: no

No rules selected

Req-6.4.6: 6.4.6- Upon completion of a significant change, all relevant PCI DSS requirements must be implemented on all new or changed systems and networks, and documentation updated as applicable.

Description: None

Levels:

Automated: no

No rules selected

Req-6.4: 6.4 Follow change control processes and procedures for all changes to system components. The processes must include the following:

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.1: 6.5.1 Injection flaws, particularly SQL injection. Also consider OS Command Injection, LDAP and XPath injection flaws as well as other injection flaws.

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.2: 6.5.2 Buffer overflows

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.3: 6.5.3 Insecure cryptographic storage

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.4: 6.5.4 Insecure communications

Description: None

Levels:

Automated: no

Selections:

Req-6.5.5: 6.5.5 Improper error handling

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.6: 6.5.6 All "high risk" vulnerabilities identified in the vulnerability identification process (as defined in PCI DSS Requirement 6.1).

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.7: 6.5.7 Cross-site scripting (XSS)

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.8: 6.5.8 Improper access control (such as insecure direct object references, failure to restrict URL access, directory traversal, and failure to restrict user access to functions).

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.9: 6.5.9 Cross-site request forgery (CSRF)

Description: None

Levels:

Automated: no

No rules selected

Req-6.5.10: 6.5.10 Broken authentication and session management

Description: Note: Requirement 6.5.10 is a best practice until June 30, 2015, after which it becomes a requirement.

Levels:

Automated: no

No rules selected

Req-6.5: 6.5 Address common coding vulnerabilities in software-development processes as follows:

Description: * Train developers in secure coding techniques, including how to avoid common coding vulnerabilities, and understanding how sensitive data is handled in memory. * Develop applications based on secure coding guidelines. Note: The vulnerabilities listed at 6.5.1 through 6.5.10 were current with industry best practices when this version of PCI DSS was published. However, as industry best practices for vulnerability management are updated (for example, the OWASP Guide, SANS CWE Top 25, CERT Secure Coding, etc.), the current best practices must be used for these requirements.

Levels:

Automated: no

Selections:

Req-6.6: 6.6 For public-facing web applications, address new threats and vulnerabilities on an ongoing basis and ensure these applications are protected against known attacks by either of the following methods:

Description: * Reviewing public-facing web applications via manual or automated application vulnerability security assessment tools or methods, at least annually and after any changes Note: This assessment is not the same as the vulnerability scans performed for Requirement 11.2. * Installing an automated technical solution that detects and prevents web-based attacks (for example, a web- application firewall) in front of public- facing web applications, to continually check all traffic.

Levels:

Automated: no

No rules selected

Req-6.7: 6.7 Ensure that security policies and operational procedures for developing and maintaining secure systems and applications are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-7.1.1: 7.1.1 Define access needs for each role, including:

Description: * System components and data resources that each role needs to access for their job function * Level of privilege required (for example, user, administrator, etc.) for accessing resources.

Levels:

Automated: yes

Selections:

Req-7.1.2: 7.1.2 Restrict access to privileged user IDs to least privileges necessary to perform job responsibilities.

Description: None

Levels:

Automated: no

Selections:

Req-7.1.3: 7.1.3 Assign access based on individual personnel's job classification and function."

Description: None

Levels:

Automated: no

No rules selected

Req-7.1.4: 7.1.4 Require documented approval by authorized parties specifying required privileges.

Description: None

Levels:

Automated: no

No rules selected

Req-7.1: 7.1 Limit access to system components and cardholder data to only those individuals whose job requires such access.

Description: None

Levels:

Automated: yes

Selections:

Req-7.2.1: 7.2.1 Coverage of all system components

Description: None

Levels:

Automated: no

No rules selected

Req-7.2.2: 7.2.2 Assignment of privileges to individuals based on job classification and function.

Description: None

Levels:

Automated: no

No rules selected

Req-7.2.3: 7.2.3 Default 'deny-all' setting.

Description: None

Levels:

Automated: no

No rules selected

Req-7.2: 7.2 Establish an access control system for systems components that restricts access based on a user's need to know, and is set to 'deny all' unless specifically allowed.

Description: This access control system must include the following:

Levels:

Automated: no

No rules selected

Req-7.3: 7.3 Ensure that security policies and operational procedures for restricting access to cardholder data are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-8.1.1: 8.1.1 Assign all users a unique ID before allowing them to access system components or cardholder data.

Description: None

Levels:

Automated: yes

Selections:

Req-8.1.2: 8.1.2 Control addition, deletion, and modification of user IDs, credentials, and other identifier objects.

Description: None

Levels:

Automated: no

No rules selected

Req-8.1.3: 8.1.3 Immediately revoke access for any terminated users.

Description: None

Levels:

Automated: no

No rules selected

Req-8.1.4: 8.1.4 Remove/disable inactive user accounts within 90 days.

Description: None

Levels:

Automated: no

No rules selected

Req-8.1.5: 8.1.5 Manage IDs used by vendors to access, support, or maintain system components via remote access as follows:

Description:  Enabled only during the time period needed and disabled when not in use.  Monitored when in use.

Levels:

Automated: no

No rules selected

Req-8.1.6: 8.1.6 Limit repeated access attempts by locking out the user ID after not more than six attempts.

Description: None

Levels:

Automated: no

No rules selected

Req-8.1.7: 8.1.7 Set the lockout duration to a minimum of 30 minutes or until an administrator enables the user ID.

Description: None

Levels:

Automated: no

No rules selected

Req-8.1.8: 8.1.8 If a session has been idle for more than 15 minutes, require the user to re-authenticate to re-activate the terminal or session.

Description: None

Levels:

Automated: no

No rules selected

Req-8.1: 8.1 Define and implement policies and procedures to ensure proper user identification management for non-consumer users and administrators on all system components as follows:

Description: None

Levels:

Automated: no

Selections:

Req-8.2.1: 8.2.1 Using strong cryptography, render all authentication credentials (such as passwords/phrases) unreadable during transmission and storage on all system components.

Description: None

Levels:

Automated: no

No rules selected

Req-8.2.2: 8.2.2 Verify user identity before modifying any authentication credential

Description: for example, performing password resets, provisioning new tokens, or generating new keys."

Levels:

Automated: no

No rules selected

Req-8.2.3: 8.2.3 Passwords/phrases must meet the following:

Description: * Require a minimum length of at least seven characters. * Contain both numeric and alphabetic characters. Alternatively, the passwords/phrases must have complexity and strength at least equivalent to the parameters specified above.

Levels:

Automated: no

No rules selected

Req-8.2.4: 8.2.4 Change user passwords/passphrases at least once every 90 days.

Description: None

Levels:

Automated: no

No rules selected

Req-8.2.5: 8.2.5 Do not allow an individual to submit a new password/phrase that is the same as any of the last four passwords/phrases he or she has used.

Description: None

Levels:

Automated: no

No rules selected

Req-8.2.6: 8.2.6 Set passwords/phrases for first- time use and upon reset to a unique value for each user, and change immediately after the first use.

Description: None

Levels:

Automated: no

No rules selected

Req-8.2: 8.2 In addition to assigning a unique ID, ensure proper user-authentication management for non-consumer users and administrators on all system components by employing at least one of the following methods to authenticate all users:

Description: * Something you know, such as a password or passphrase * Something you have, such as a token device or smart card * Something you are, such as a biometric.

Levels:

Automated: no

No rules selected

Req-8.3: 8.3 Incorporate two-factor authentication for remote network access originating from outside the network by personnel (including users and administrators) and all third parties, (including vendor access for support or maintenance). Note: Two-factor authentication requires that two of the three authentication methods (see Requirement 8.2 for descriptions of authentication methods) be used for authentication. Using one factor twice (for example, using two separate passwords) is not considered two-factor authentication.

Description: Examples of two-factor technologies include remote authentication and dial-in service (RADIUS) with tokens; terminal access controller access control system (TACACS) with tokens; and other technologies that facilitate two-factor authentication.

Levels:

Automated: no

No rules selected

Req-8.4: 8.4 Document and communicate authentication policies and procedures to all users including:

Description: * Guidance on selecting strong authentication credentials * Guidance for how users should protect their authentication credentials * Instructions not to reuse previously used passwords * Instructions to change passwords if there is any suspicion the password could be compromised.

Levels:

Automated: no

No rules selected

Req-8.5: 8.5 Do not use group, shared, or generic IDs, passwords, or other authentication methods as follows:

Description: * Generic user IDs are disabled or removed. * Shared user IDs do not exist for system administration and other critical functions. * Shared and generic user IDs are not used to administer any system components.

Levels:

Automated: no

No rules selected

Req-8.5.1: 8.5.1 Additional requirement for service providers only: Service providers with remote access to customer premises (for example, for support of POS systems or servers) must use a unique authentication credential (such as a password/phrase) for each customer.

Description: Note: This requirement is not intended to apply to shared hosting providers accessing their own hosting environment, where multiple customer environments are hosted. Note: Requirement 8.5.1 is a best practice until June 30, 2015, after which it becomes a requirement.

Levels:

Automated: no

No rules selected

Req-8.6: 8.6 Where other authentication mechanisms are used (for example, physical or logical security tokens, smart cards, certificates, etc.), use of these mechanisms must be assigned as follows:

Description:  Authentication mechanisms must be assigned to an individual account and not shared among multiple accounts.  Physical and/or logical controls must be in place to ensure only the intended account can use that mechanism to gain access.

Levels:

Automated: no

No rules selected

Req-8.7: 8.7 All access to any database containing cardholder data (including access by applications, administrators, and all other users) is restricted as follows:

Description:  All user access to, user queries of, and user actions on databases are through programmatic methods.  Only database administrators have the ability to directly access or query databases.  Application IDs for database applications can only be used by the applications (and not by individual users or other non-application processes).

Levels:

Automated: no

No rules selected

Req-8.8: 8.8 Ensure that security policies and operational procedures for identification and authentication are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-9.1.1: 9.1.1 Use video cameras and/or access control mechanisms to monitor individual physical access to sensitive areas. Review collected data and correlate with other entries. Store for at least three months, unless otherwise restricted by law.

Description: Note: “Sensitive areas” refers to any data center, server room or any area that houses systems that store, process, or transmit cardholder data. This excludes public-facing areas where only point-of- sale terminals are present, such as the cashier areas in a retail store.

Levels:

Automated: no

No rules selected

Req-9.1.2: 9.1.2 Implement physical and/or logical controls to restrict access to publicly accessible network jacks.

Description: For example, network jacks located in public areas and areas accessible to visitors could be disabled and only enabled when network access is explicitly authorized. Alternatively, processes could be implemented to ensure that visitors are escorted at all times in areas with active network jacks.

Levels:

Automated: no

No rules selected

Req-9.1.3: 9.1.3 Restrict physical access to wireless access points, gateways, handheld devices, networking/communications hardware, and telecommunication lines.

Description: None

Levels:

Automated: no

No rules selected

Req-9.1: 9.1 Use appropriate facility entry controls to limit and monitor physical access to systems in the cardholder data environment.

Description: None

Levels:

Automated: no

No rules selected

Req-9.2: 9.2 Develop procedures to easily distinguish between onsite personnel and visitors

Description: include: * Identifying onsite personnel and visitors (for example, assigning badges) * Changes to access requirements * Revoking or terminating onsite personnel and expired visitor identification (such as ID badges).

Levels:

Automated: no

No rules selected

Req-9.3: 9.3 Control physical access for onsite personnel to sensitive areas as follows:

Description: * Access must be authorized and based on individual job function. * Access is revoked immediately upon termination, and all physical access mechanisms, such as keys, access cards, etc., are returned or disabled.

Levels:

Automated: no

No rules selected

Req-9.4.1: 9.4.1 Visitors are authorized before entering, and escorted at all times within, areas where cardholder data is processed or maintained.

Description: None

Levels:

Automated: no

No rules selected

Req-9.4.2: 9.4.2 Visitors are identified and given a badge or other identification that expires and that visibly distinguishes the visitors from onsite personnel.

Description: None

Levels:

Automated: no

No rules selected

Req-9.4.3: 9.4.3 Visitors are asked to surrender the badge or identification before leaving the facility or at the date of expiration.

Description: None

Levels:

Automated: no

No rules selected

Req-9.4.4: 9.4.4 A visitor log is used to maintain a physical audit trail of visitor activity to the facility as well as computer rooms and data centers where cardholder data is stored or transmitted.

Description: Document the visitor's name, the firm represented, and the onsite personnel authorizing physical access on the log. Retain this log for a minimum of three months, unless otherwise restricted by law.

Levels:

Automated: no

No rules selected

Req-9.4: 9.4 Implement procedures to identify and authorize visitors.

Description: Procedures should include the following:

Levels:

Automated: no

No rules selected

Req-9.5: 9.5 Physically secure all media.

Description: None

Levels:

Automated: no

No rules selected

Req-9.5.1: 9.5.1 Store media backups in a secure location, preferably an off-site facility, such as an alternate or backup site, or a commercial storage facility. Review the location\u2019s security at least annually.

Description: None

Levels:

Automated: no

No rules selected

Req-9.6.1: 9.6.1 Classify media so the sensitivity of the data can be determined.

Description: None

Levels:

Automated: no

No rules selected

Req-9.6.2: 9.6.2 Send the media by secured courier or other delivery method that can be accurately tracked.

Description: None

Levels:

Automated: no

No rules selected

Req-9.6.3: 9.6.3 Ensure management approves any and all media that is moved from a secured area (including when media is distributed to individuals).

Description: None

Levels:

Automated: no

No rules selected

Req-9.6: 9.6 Maintain strict control over the internal or external distribution of any kind of media, including the following:'

Description: None

Levels:

Automated: no

No rules selected

Req-9.7.1: 9.7.1 Properly maintain inventory logs of all media and conduct media inventories at least annually.

Description: None

Levels:

Automated: no

No rules selected

Req-9.7: 9.7 Maintain strict control over the storage and accessibility of media.

Description: None

Levels:

Automated: no

No rules selected

Req-9.8.1: 9.8.1 Shred, incinerate, or pulp hard- copy materials so that cardholder data cannot be reconstructed. Secure storage containers used for materials that are to be destroyed.

Description: None

Levels:

Automated: no

No rules selected

Req-9.8.2: 9.8.2 Render cardholder data on electronic media unrecoverable so that cardholder data cannot be reconstructed.

Description: None

Levels:

Automated: no

No rules selected

Req-9.8: 9.8 Destroy media when it is no longer needed for business or legal reasons as follows:

Description: None

Levels:

Automated: no

No rules selected

Req-9.9.1: 9.9.1 Maintain an up-to-date list of devices.

Description: The list should include the following: * Make, model of device * Location of device (for example, the address of the site or facility where the device is located) * Device serial number or other method of unique identification.

Levels:

Automated: no

No rules selected

Req-9.9.2: 9.9.2 Periodically inspect device surfaces to detect tampering (for example, addition of card skimmers to devices), or substitution (for example, by checking the serial number or other device characteristics to verify it has not been swapped with a fraudulent device).

Description: Note: Examples of signs that a device might have been tampered with or substituted include unexpected attachments or cables plugged into the device, missing or changed security labels, broken or differently colored casing, or changes to the serial number or other external markings.

Levels:

Automated: no

No rules selected

Req-9.9.3: 9.9.3 Provide training for personnel to be aware of attempted tampering or replacement of devices.

Description: Training should include the following: * Verify the identity of any third-party persons claiming to be repair or maintenance personnel, prior to granting them access to modify or troubleshoot devices. * Do not install, replace, or return devices without verification. * Be aware of suspicious behavior around devices (for example, attempts by unknown persons to unplug or open devices). * Report suspicious behavior and indications of device tampering or substitution to appropriate personnel (for example, to a manager or security officer).

Levels:

Automated: no

No rules selected

Req-9.9: 9.9 Protect devices that capture payment card data via direct physical interaction with the card from tampering and substitution.

Description: Note: These requirements apply to card- reading devices used in card-present transactions (that is, card swipe or dip) at the point of sale. This requirement is not intended to apply to manual key-entry components such as computer keyboards and POS keypads.

Levels:

Automated: no

No rules selected

Req-9.10: 9.10 Ensure that security policies and operational procedures for restricting physical access to cardholder data are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-10.1: 10.1 Implement audit trails to link all access to system components to each individual user.

Description: None

Levels:

Automated: no

No rules selected

Req-10.2.1: 10.2.1 All individual user accesses to cardholder data

Description: None

Levels:

Automated: no

No rules selected

Req-10.2.2: 10.2.2 All actions taken by any individual with root or administrative privileges

Description: None

Levels:

Automated: no

No rules selected

Req-10.2.3: 10.2.3 Access to all audit trails

Description: None

Levels:

Automated: no

No rules selected

Req-10.2.4: 10.2.4 Invalid logical access attempts

Description: None

Levels:

Automated: no

No rules selected

Req-10.2.5: 10.2.5 Use of and changes to identification and authentication mechanisms -- including but not limited to creation of new accounts and elevation of privileges -- and all changes, additions, or deletions to accounts with root or administrative privileges

Description: None

Levels:

Automated: no

No rules selected

Req-10.2.6: 10.2.6 Initialization, stopping, or pausing of the audit logs

Description: None

Levels:

Automated: no

No rules selected

Req-10.2.7: 10.2.7 Creation and deletion of system- level objects

Description: None

Levels:

Automated: no

No rules selected

Req-10.2: 10.2 Implement automated audit trails for all system components to reconstruct the following events:

Description: None

Levels:

Automated: no

No rules selected

Req-10.3.1: 10.3.1 User identification

Description: None

Levels:

Automated: no

No rules selected

Req-10.3.2: 10.3.2 Type of event

Description: None

Levels:

Automated: no

No rules selected

Req-10.3.3: 10.3.3 Date and time

Description: None

Levels:

Automated: no

No rules selected

Req-10.3.4: 10.3.4 Success or failure indication

Description: None

Levels:

Automated: no

No rules selected

Req-10.3.5: 10.3.5 Origination of event

Description: None

Levels:

Automated: no

No rules selected

Req-10.3.6: 10.3.6 Identity or name of affected data, system component, or resource.

Description: None

Levels:

Automated: no

No rules selected

Req-10.3: 10.3 Record at least the following audit trail entries for all system components for each event:'

Description: None

Levels:

Automated: no

No rules selected

Req-10.4.1: 10.4.1 Critical systems have the correct and consistent time.

Description: None

Levels:

Automated: no

No rules selected

Req-10.4.2: 10.4.2 Time data is protected.

Description: None

Levels:

Automated: no

No rules selected

Req-10.4.3: 10.4.3 Time settings are received from industry-accepted time sources.

Description: None

Levels:

Automated: no

No rules selected

Req-10.4: 10.4 Using time-synchronization technology, synchronize all critical system clocks and times and ensure that the following is implemented for acquiring, distributing, and storing time.

Description: None

Levels:

Automated: no

No rules selected

Req-10.5.1: 10.5.1 Limit viewing of audit trails to those with a job-related need.

Description: None

Levels:

Automated: yes

Selections:

Req-10.5.2: 10.5.2 Protect audit trail files from unauthorized modifications.

Description: None

Levels:

Automated: yes

Selections:

Req-10.5.3: 10.5.3 Promptly back up audit trail files to a centralized log server or media that is difficult to alter.

Description: None

Levels:

Automated: yes

Selections:

Req-10.5.4: 10.5.4 Write logs for external-facing technologies onto a secure, centralized, internal log server or media device.

Description: None

Levels:

Automated: yes

Selections:

Req-10.5.5: 10.5.5 Use file-integrity monitoring or change-detection software on logs to ensure that existing log data cannot be changed without generating alerts (although new data being added should not cause an alert).

Description: None

Levels:

Automated: no

Selections:

Req-10.5: 10.5 Secure audit trails so they cannot be altered.

Description: None

Levels:

Automated: yes

Selections:

Req-10.6.1: 10.6.1 Review the following at least daily:

Description: * All security events * Logs of all system components that store, process, or transmit CHD and/or SAD * Logs of all critical system components * Logs of all servers and system components that perform security functions (for example, firewalls, intrusion-detection systems/intrusion-prevention systems (IDS/IPS), authentication servers, e-commerce redirection servers, etc.).

Levels:

Automated: no

No rules selected

Req-10.6.2: 10.6.2 Review logs of all other system components periodically based on the organization's policies and risk management strategy, as determined by the organization's annual risk assessment.

Description: None

Levels:

Automated: no

No rules selected

Req-10.6.3: 10.6.3 Follow up exceptions and anomalies identified during the review process.

Description: None

Levels:

Automated: no

No rules selected

Req-10.6: 10.6 Review logs and security events for all system components to identify anomalies or suspicious activity.

Description: Note: Log harvesting, parsing, and alerting tools may be used to meet this Requirement.

Levels:

Automated: no

No rules selected

Req-10.7: 10.7 Retain audit trail history for at least one year, with a minimum of three months immediately available for analysis (for example, online, archived, or restorable from backup).

Description: None

Levels:

Automated: no

No rules selected

Req-10.8: 10.8 Ensure that security policies and operational procedures for monitoring all access to network resources and cardholder data are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-11.1.1: 11.1.1 Maintain an inventory of authorized wireless access points including a documented business justification.

Description: None

Levels:

Automated: no

No rules selected

Req-11.1.2: 11.1.2 Implement incident response procedures in the event unauthorized wireless access points are detected.

Description: None

Levels:

Automated: no

No rules selected

Req-11.1: 11.1 Implement processes to test for the presence of wireless access points (802.11), and detect and identify all authorized and unauthorized wireless access points on a quarterly basis.

Description: Note: Methods that may be used in the process include but are not limited to wireless network scans, physical/logical inspections of system components and infrastructure, network access control (NAC), or wireless IDS/IPS. Whichever methods are used, they must be sufficient to detect and identify both authorized and unauthorized devices.

Levels:

Automated: no

No rules selected

Req-11.2.1: 11.2.1 Perform quarterly internal vulnerability scans and rescans as needed, until all 'high-risk' vulnerabilities (as identified in Requirement 6.1) are resolved. Scans must be performed by qualified personnel.

Description: None

Levels:

Automated: no

No rules selected

Req-11.2.2: 11.2.2 Perform quarterly external vulnerability scans, via an Approved Scanning Vendor (ASV) approved by the Payment Card Industry Security Standards Council (PCI SSC). Perform rescans as needed, until passing scans are achieved.

Description: Note: Quarterly external vulnerability scans must be performed by an Approved Scanning Vendor (ASV), approved by the Payment Card Industry Security Standards Council (PCI SSC). Refer to the ASV Program Guide published on the PCI SSC website for scan customer responsibilities, scan preparation, etc.

Levels:

Automated: no

No rules selected

Req-11.2.3: 11.2.3 Perform internal and external scans, and rescans as needed, after any significant change. Scans must be performed by qualified personnel.

Description: None

Levels:

Automated: no

No rules selected

Req-11.2: 11.2 Run internal and external network vulnerability scans at least quarterly and after any significant change in the network (such as new system component installations, changes in network topology, firewall rule modifications, product upgrades).

Description: Note: Multiple scan reports can be combined for the quarterly scan process to show that all systems were scanned and all applicable vulnerabilities have been addressed. Additional documentation may be required to verify non-remediated vulnerabilities are in the process of being addressed. For initial PCI DSS compliance, it is not required that four quarters of passing scans be completed if the assessor verifies 1) the most recent scan result was a passing scan, 2) the entity has documented policies and procedures requiring quarterly scanning, and 3) vulnerabilities noted in the scan results have been corrected as shown in a re-scan(s). For subsequent years after the initial PCI DSS review, four quarters of passing scans must have occurred.

Levels:

Automated: no

No rules selected

Req-11.3.1: 11.3.1 Perform external penetration testing at least annually and after any significant infrastructure or application upgrade or modification (such as an operating system upgrade, a sub-network added to the environment, or a web server added to the environment).

Description: None

Levels:

Automated: no

No rules selected

Req-11.3.2: 11.3.2 Perform internal penetration testing at least annually and after any significant infrastructure or application upgrade or modification (such as an operating system upgrade, a sub-network added to the environment, or a web server added to the environment).

Description: None

Levels:

Automated: no

No rules selected

Req-11.3.3: 11.3.3 Exploitable vulnerabilities found during penetration testing are corrected and testing is repeated to verify the corrections.

Description: None

Levels:

Automated: no

No rules selected

Req-11.3.4: 11.3.4 If segmentation is used to isolate the CDE from other networks, perform penetration tests at least annually and after any changes to segmentation controls/methods to verify that the segmentation methods are operational and effective, and isolate all out-of-scope systems from systems in the CDE.

Description: None

Levels:

Automated: no

No rules selected

Req-11.3: 11.3 Implement a methodology for penetration testing that includes the following:

Description: * Is based on industry-accepted penetration testing approaches (for example, NIST SP800-115) * Includes coverage for the entire CDE perimeter and critical systems * Includes testing from both inside and outside the network * Includes testing to validate any segmentation and scope-reduction controls * Defines application-layer penetration tests to include, at a minimum, the vulnerabilities listed in Requirement 6.5 * Defines network-layer penetration tests to include components that support network functions as well as operating systems * Includes review and consideration of threats and vulnerabilities experienced in the last 12 months * Specifies retention of penetration testing results and remediation activities results.

Levels:

Automated: no

No rules selected

Req-11.4: 11.4 Use intrusion-detection and/or intrusion-prevention techniques to detect and/or prevent intrusions into the network. Monitor all traffic at the perimeter of the cardholder data environment as well as at critical points in the cardholder data environment, and alert personnel to suspected compromises.

Description: Keep all intrusion-detection and prevention engines, baselines, and signatures up to date.

Levels:

Automated: no

No rules selected

Req-11.5.1: 11.5.1 Implement a process to respond to any alerts generated by the change- detection solution.

Description: None

Levels:

Automated: yes

Selections:

Req-11.5: 11.5 Deploy a change-detection mechanism (for example, file-integrity monitoring tools) to alert personnel to unauthorized modification (including changes, additions, and deletions) of critical system files, configuration files, or content files; and configure the software to perform critical file comparisons at least weekly.

Description: Note: For change-detection purposes, critical files are usually those that do not regularly change, but the modification of which could indicate a system compromise or risk of compromise. Change-detection mechanisms such as file-integrity monitoring products usually come pre- configured with critical files for the related operating system. Other critical files, such as those for custom applications, must be evaluated and defined by the entity (that is, the merchant or service provider).

Levels:

Automated: yes

Selections:

Req-11.6: 11.6 Ensure that security policies and operational procedures for security monitoring and testing are documented, in use, and known to all affected parties.

Description: None

Levels:

Automated: no

No rules selected

Req-12.1.1: 12.1.1 Review the security policy at least annually and update the policy when the environment changes.

Description: None

Levels:

Automated: no

No rules selected

Req-12.1: 12.1 Establish, publish, maintain, and disseminate a security policy.

Description: None

Levels:

Automated: no

No rules selected

Req-12.2: 12.2 Implement a risk-assessment process that:

Description: * Is performed at least annually and upon significant changes to the environment (for example, acquisition, merger, relocation, etc.), * Identifies critical assets, threats, and vulnerabilities, and * Results in a formal, documented analysis of risk. Examples of risk-assessment methodologies include but are not limited to OCTAVE, ISO 27005 and NIST SP 800-30.

Levels:

Automated: no

No rules selected

Req-12.3.1: 12.3.1 Explicit approval by authorized parties

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.2: 12.3.2 Authentication for use of the technology

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.3: 12.3.3 A list of all such devices and personnel with access

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.4: 12.3.4 A method to accurately and readily determine owner, contact information, and purpose (for example, labeling, coding, and/or inventorying of devices)

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.5: 12.3.5 Acceptable uses of the technology

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.6: 12.3.6 Acceptable network locations for the technologies

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.7: 12.3.7 List of company-approved products

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.8: 12.3.8 Automatic disconnect of sessions for remote-access technologies after a specific period of inactivity

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.9: 12.3.9 Activation of remote-access technologies for vendors and business partners only when needed by vendors and business partners, with immediate deactivation after use

Description: None

Levels:

Automated: no

No rules selected

Req-12.3.10: 12.3.10 For personnel accessing cardholder data via remote-access technologies, prohibit the copying, moving, and storage of cardholder data onto local hard drives and removable electronic media, unless explicitly authorized for a defined business need.

Description: Where there is an authorized business need, the usage policies must require the data be protected in accordance with all applicable PCI DSS Requirements.

Levels:

Automated: no

No rules selected

Req-12.3: 12.3 Develop usage policies for critical technologies and define proper use of these technologies.

Description: Note: Examples of critical technologies include, but are not limited to, remote access and wireless technologies, laptops, tablets, removable electronic media, e- mail usage and Internet usage. Ensure these usage policies require the following:

Levels:

Automated: no

No rules selected

Req-12.4: 12.4 Ensure that the security policy and procedures clearly define information security responsibilities for all personnel.

Description: None

Levels:

Automated: no

No rules selected

Req-12.5.1: 12.5.1 Establish, document, and distribute security policies and procedures.

Description: None

Levels:

Automated: no

No rules selected

Req-12.5.2: 12.5.2 Monitor and analyze security alerts and information, and distribute to appropriate personnel.

Description: None

Levels:

Automated: no

No rules selected

Req-12.5.3: 12.5.3 Establish, document, and distribute security incident response and escalation procedures to ensure timely and effective handling of all situations.

Description: None

Levels:

Automated: no

No rules selected

Req-12.5.4: 12.5.4 Administer user accounts, including additions, deletions, and modifications.

Description: None

Levels:

Automated: no

No rules selected

Req-12.5.5: 12.5.5 Monitor and control all access to data.

Description: None

Levels:

Automated: yes

Selections:

Req-12.5: 12.5 Assign to an individual or team the following information security management responsibilities:

Description: None

Levels:

Automated: no

Selections:

Req-12.6.1: 12.6.1 Educate personnel upon hire and at least annually.

Description: Note: Methods can vary depending on the role of the personnel and their level of access to the cardholder data.

Levels:

Automated: no

No rules selected

Req-12.6.2: 12.6.2 Require personnel to acknowledge at least annually that they have read and understood the security policy and procedures.

Description: None

Levels:

Automated: no

No rules selected

Req-12.6: 12.6 Implement a formal security awareness program to make all personnel aware of the importance of cardholder data security.

Description: None

Levels:

Automated: no

No rules selected

Req-12.7: 12.7 Screen potential personnel prior to hire to minimize the risk of attacks from internal sources. (Examples of background checks include previous employment history, criminal record, credit history, and reference checks.)

Description: Note: For those potential personnel to be hired for certain positions such as store cashiers who only have access to one card number at a time when facilitating a transaction, this requirement is a recommendation only.

Levels:

Automated: no

No rules selected

Req-12.8.1: 12.8.1 Maintain a list of service providers.

Description: None

Levels:

Automated: no

No rules selected

Req-12.8.2: 12.8.2 Maintain a written agreement that includes an acknowledgement that the service providers are responsible for the security of cardholder data the service providers possess or otherwise store, process or transmit on behalf of the customer, or to the extent that they could impact the security of the customer's cardholder data environment.

Description: Note: The exact wording of an acknowledgement will depend on the agreement between the two parties, the details of the service being provided, and the responsibilities assigned to each party. The acknowledgement does not have to include the exact wording provided in this requirement.

Levels:

Automated: no

No rules selected

Req-12.8.3: 12.8.3 Ensure there is an established process for engaging service providers including proper due diligence prior to engagement.

Description: None

Levels:

Automated: no

No rules selected

Req-12.8.4: 12.8.4 Maintain a program to monitor service providers' PCI DSS compliance status at least annually.

Description: None

Levels:

Automated: no

No rules selected

Req-12.8.5: 12.8.5 Maintain information about which PCI DSS requirements are managed by each service provider, and which are managed by the entity.

Description: None

Levels:

Automated: no

No rules selected

Req-12.8: 12.8 Maintain and implement policies and procedures to manage service providers with whom cardholder data is shared, or that could affect the security of cardholder data, as follows:

Description: None

Levels:

Automated: no

No rules selected

Req-12.9: 12.9 Additional requirement for service providers only: Service providers acknowledge in writing to customers that they are responsible for the security of cardholder data the service provider possesses or otherwise stores, processes, or transmits on behalf of the customer, or to the extent that they could impact the security of the customer's cardholder data environment.

Description: Note: This requirement is a best practice until June 30, 2015, after which it becomes a requirement. Note: The exact wording of an acknowledgement will depend on the agreement between the two parties, the details of the service being provided, and the responsibilities assigned to each party. The acknowledgement does not have to include the exact wording provided in this requirement.

Levels:

Automated: no

No rules selected

Req-12.10.1: 12.10.1 Create the incident response plan to be implemented in the event of system breach. Ensure the plan addresses the following, at a minimum:

Description: * Roles, responsibilities, and communication and contact strategies in the event of a compromise including notification of the payment brands, at a minimum * Specific incident response procedures * Business recovery and continuity procedures * Data backup processes * Analysis of legal requirements for reporting compromises * Coverage and responses of all critical system components * Reference or inclusion of incident response procedures from the payment brands.

Levels:

Automated: no

No rules selected

Req-12.10.2: 12.10.2 Test the plan at least annually.

Description: None

Levels:

Automated: no

No rules selected

Req-12.10.3: 12.10.3 Designate specific personnel to be available on a 24/7 basis to respond to alerts.

Description: None

Levels:

Automated: no

No rules selected

Req-12.10.4: 12.10.4 Provide appropriate training to staff with security breach response responsibilities.

Description: None

Levels:

Automated: no

No rules selected

Req-12.10.5: 12.10.5 Include alerts from security monitoring systems, including but not limited to intrusion-detection, intrusion- prevention, firewalls, and file-integrity monitoring systems.

Description: None

Levels:

Automated: yes

Selections:

Req-12.10.6: 12.10.6 Develop a process to modify and evolve the incident response plan according to lessons learned and to incorporate industry developments.

Description: None

Levels:

Automated: no

No rules selected

Req-12.10: 12.10 Implement an incident response plan. Be prepared to respond immediately to a system breach.

Description: None

Levels:

Automated: no

Selections:

Req-A.1.1: A.1.1 Ensure that each entity only runs processes that have access to that entity's cardholder data environment.

Description: None

Levels:

Automated: no

No rules selected

Req-A.1.2: A.1.2 Restrict each entity's access and privileges to its own cardholder data environment only.

Description: None

Levels:

Automated: no

No rules selected

Req-A.1.3: A.1.3 Ensure logging and audit trails are enabled and unique to each entity's cardholder data environment and consistent with PCI DSS Requirement 10.

Description: None

Levels:

Automated: no

No rules selected

Req-A.1.4: A.1.4 Enable processes to provide for timely forensic investigation in the event of a compromise to any hosted merchant or service provider.

Description: None

Levels:

Automated: no

No rules selected

Req-A.1: A.1 Protect each entity's (that is, merchant, service provider, or other entity) hosted environment and data, per A.1.1 through A.1.4:"

Description: A hosting provider must fulfill these requirements as well as all other relevant sections of the PCI DSS. Note: Even though a hosting provider may meet these requirements, the compliance of the entity that uses the hosting provider is not guaranteed. Each entity must comply with the PCI DSS and validate compliance as applicable.

Levels:

Automated: no

No rules selected

Req-A3.1.1: A3.1.1 Executive management shall establish responsibility for the protection of cardholder data and a PCI DSS compliance program to include:

Description: * Overall accountability for maintaining PCI DSS compliance * Defining a charter for a PCI DSS compliance program * Providing updates to executive management and board of directors on PCI DSS compliance initiatives and issues, including remediation activities, at least annually PCI DSS Reference: Requirement 12

Levels:

Automated: no

No rules selected

Req-A3.1.2: A3.1.2 A formal PCI DSS compliance program must be in place to include:

Description: * Definition of activities for maintaining and monitoring overall PCI DSS compliance, including business-as-usual activities * Annual PCI DSS assessment processes * Processes for the continuous validation of PCI DSS requirements (for example: daily, weekly, quarterly, etc. as applicable per requirement) * A process for performing business- impact analysis to determine potential PCI DSS impacts for strategic business decisions PCI DSS Reference: Requirements 1-12

Levels:

Automated: no

No rules selected

Req-A3.1.3: A3.1.3 PCI DSS compliance roles and responsibilities must be specifically defined and formally assigned to one or more personnel, including at least the following:

Description: * Managing PCI DSS business-as-usual activities * Managing annual PCI DSS assessments * Managing continuous validation of PCI DSS requirements (for example: daily, weekly, quarterly, etc. as applicable per requirement) * Managing business-impact analysis to determine potential PCI DSS impacts for strategic business decisions PCI DSS Reference: Requirement 12

Levels:

Automated: no

No rules selected

Req-A3.1.4: A3.1.4 Provide up-to-date PCI DSS and/or information security training at least annually to personnel with PCI DSS compliance responsibilities (as identified in A3.1.3).

Description: PCI DSS Reference: Requirement 12

Levels:

Automated: no

No rules selected

Req-A3.2.1: A3.2.1 Document and confirm the accuracy of PCI DSS scope at least quarterly and upon significant changes to the in-scope environment. At a minimum, the quarterly scoping validation should include:

Description: * Identifying all in-scope networks and system components * Identifying all out-of-scope networks and justification for networks being out of scope, including descriptions of all segmentation controls implemented * Identifying all connected entities. e.g., third-party entities with access to the cardholder data environment (CDE) PCI DSS Reference: Scope of PCI DSS Requirements"

Levels:

Automated: no

No rules selected

Req-A3.2.2: A3.2.2 Determine PCI DSS scope impact for all changes to systems or networks, including additions of new systems and new network connections. Processes must include:

Description: * Performing a formal PCI DSS impact assessment * Identifying applicable PCI DSS requirements to the system or network * Updating PCI DSS scope as appropriate * Documented sign-off of the results of the impact assessment by responsible personnel (as defined in A3.1.3) PCI DSS Reference: Scope of PCI DSS Requirements; Requirements 1-12

Levels:

Automated: no

No rules selected

Req-A3.2.2.1: A3.2.2.1 Upon completion of a change, all relevant PCI DSS requirements must be verified on all new or changed systems and networks, and documentation must be updated as applicable. Examples of PCI DSS requirements that should be verified include, but are not limited to:

Description: * Network diagram is updated to reflect changes. * Systems are configured per configuration standards, with all default passwords changed and unnecessary services disabled. * Systems are protected with required controls. e.g., file-integrity monitoring (FIM), anti-virus, patches, audit logging. * Verify that sensitive authentication data (SAD) is not stored and that all cardholder data (CHD) storage is documented and incorporated into data-retention policy and procedures * New systems are included in the quarterly vulnerability scanning process. PCI DSS Reference: Scope of PCI DSS Requirements; Requirement 1-12

Levels:

Automated: no

No rules selected

Req-A3.2.3: A3.2.3 Changes to organizational structure -- for example, a company merger or acquisition, change or reassignment of personnel with responsibility for security controls -- result in a formal (internal) review of the impact to PCI DSS scope and applicability of controls.

Description: PCI DSS Reference: Requirement 12

Levels:

Automated: no

No rules selected

Req-A3.2.4: A3.2.4 If segmentation is used, confirm PCI DSS scope by performing penetration testing on segmentation controls at least every six months and after any changes to segmentation controls/methods.

Description: PCI DSS Reference: Requirement 11

Levels:

Automated: no

No rules selected

Req-A3.2.5.1: A3.2.5.1 Ensure effectiveness of methods used for data discovery—–e.g., methods must be able to discover clear-text PAN on all types of system components (for example, on each operating system or platform) and file formats in use.

Description: The effectiveness of data-discovery methods must be confirmed at least annually. PCI DSS Reference: Scope of PCI DSS Requirements

Levels:

Automated: no

No rules selected

Req-A3.2.5.2: A3.2.5.2 Implement response procedures to be initiated upon the detection of clear- text PAN outside of the CDE to include:

Description: * Procedures for determining what to do if clear-text PAN is discovered outside of the CDE, including its retrieval, secure deletion and/or migration into the currently defined CDE, as applicable * Procedures for determining how the data ended up outside of the CDE * Procedures for remediating data leaks or process gaps that resulted in the data being outside of the CDE * Procedures for identifying the source of the data * Procedures for identifying whether any track data is stored with the PANs

Levels:

Automated: no

No rules selected

Req-A3.2.5: A3.2.5 Implement a data-discovery methodology to confirm PCI DSS scope and to locate all sources and locations of clear- text PAN at least quarterly, and upon significant changes to the cardholder environment or processes.

Description: Data-discovery methodology must take into consideration the potential for clear-text PAN to reside on systems and networks outside of the currently defined CA3. PCI DSS Reference: Scope of PCI DSS Requirements

Levels:

Automated: no

No rules selected

Req-A3.2.6: A3.2.6 Implement mechanisms for detecting and preventing clear-text PAN from leaving the CDE via an unauthorized channel, method, or process, including generation of audit logs and alerts.

Description: PCI DSS Reference: Scope of PCI DSS Requirements

Levels:

Automated: no

No rules selected

Req-A3.2.6.1: A3.2.6.1 Implement response procedures to be initiated upon the detection of attempts to remove clear-text PAN from the CDE via an unauthorized channel, method, or process.

Description: Response procedures must include: * Procedures for the timely investigation of alerts by responsible personnel * Procedures for remediating data leaks\nor process gaps, as necessary, to prevent any data loss

Levels:

Automated: no

No rules selected

Req-A3.3.1: A3.3.1 Implement a process to immediately detect and alert on critical security control failures.

Description: Examples of critical security controls include, but are not limited to: * Firewalls * IDS/IPS * FIM * Anti-virus * Physical access controls * Logical access controls * Audit logging mechanisms * Segmentation controls (if used) PCI DSS Reference: Requirements 1-12

Levels:

Automated: no

No rules selected

Req-A3.3.1.1: A3.3.1.1 Respond to failures of any critical security controls in a timely manner.

Description: Processes for responding to failures in security controls must include: * Restoring security functions * Identifying and documenting the duration (date and time start to end) of the security failure * Identifying and documenting cause(s) of failure, including root cause, and documenting remediation required to address root cause * Identifying and addressing any security issues that arose during the failure * Performing a risk assessment to determine whether further actions are required as a result of the security failure\n\ * Implementing controls to prevent cause of failure from reoccurring * Resuming monitoring of security controls PCI DSS Reference: Requirements 1-12

Levels:

Automated: no

No rules selected

Req-A3.3.2: A3.3.2 Review hardware and software technologies at least annually to confirm whether they continue to meet the organization's PCI DSS requirements.

Description: (For example, a review of technologies that are no longer supported by the vendor and/or no longer meet the security needs of the organization.) The process includes a plan for remediating technologies that no longer meet the organization\u2019s PCI DSS requirements, up to and including replacement of the technology, as appropriate. PCI DSS Reference: Requirement 2, 6"

Levels:

Automated: no

No rules selected

Req-A3.3.3: A3.3.3 Perform reviews at least quarterly to verify BAU activities are being followed.

Description: Reviews must be performed by personnel assigned to the PCI DSS compliance\ program (as identified in A3.1.3), and include the following: * Confirmation that all BAU activities (e.g., A3.2.2, A3.2.6, and A3.3.1) are being performed * Confirmation that personnel are following security policies and operational procedures (for example, daily log reviews, firewall rule-set reviews, configuration standards for new systems, etc.) * Documenting how the reviews were completed, including how all BAU activities were verified as being in place. * Collection of documented evidence as required for the annual PCI DSS assessment * Review and sign off of results by personnel assigned responsibility for the PCI DSS compliance program (as identified in A3.1.3) * Retention of records and documentation for at least 12 months, covering all BAU activities PCI DSS Reference: Requirements 1-12

Levels:

Automated: no

No rules selected

Req-A3.4.1: A3.4.1 Review user accounts and access privileges to in-scope system components at least every six months to ensure user accounts and access remain appropriate based on job function, and authorized.

Description: PCI DSS Reference: Requirement 7

Levels:

Automated: no

No rules selected

Req-A3.5.1: A3.5.1 Implement a methodology for the timely identification of attack patterns and undesirable behavior across systems--for example, using coordinated manual reviews and/or centrally-managed or automated log correlation tools-- to include at least the following:

Description: * Identification of anomalies or suspicious activity as they occur * Issuance of timely alerts upon detection of suspicious activity or anomaly to responsible personnel * Response to alerts in accordance with documented response procedures PCI DSS Reference: Requirements 10, 12

Levels:

Automated: no

No rules selected